Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence

120 Episodo

1. Series 12, Episode 7: Bluecrest

   Publicado: 31/10/2024
2. Season 12, Episode 6: What impact will the U.S. presidential election have on regulation? Who will win?

   Publicado: 24/10/2024
3. Series 12, Episode 5: Luxury Sector Scrutinized for Financial Crime and Sanctions Risk

   Publicado: 17/10/2024
4. Season 12, Episode 4: Basel 3 Endgame: where do we stand?

   Publicado: 10/10/2024
5. Season 12, Episode 3: Recapping the ACAMS Las Vegas 2024 Conference with veteran AML reporter Brett Wolf

   Publicado: 3/10/2024
6. Series 12, Episode 2: Methane and the looming regulatory and reputational risks for Banks, asset owners

   Publicado: 26/9/2024
7. Series 12, Episode 1: Unpacking the UK FCA’s approach to Freedom of Information Act compliance

   Publicado: 19/9/2024
8. Series 11, Episode 10: Domestic PEPs: Compliance lessons from the UK election gambling scandal

   Publicado: 18/7/2024
9. Series 11, Episode 9: What the UK’s new Labour government might mean for financial services regulation

   Publicado: 11/7/2024
10. Series 11, Episode 8: Culture and conduct risk arising from artificial intelligence

    Publicado: 4/7/2024
11. Series 11, Episode 7: Consumer Duty - Delivering better consumer outcomes

    Publicado: 27/6/2024
12. Series 11, Episode 6: Redress: giving the proceeds of grand corruption, kleptocracy, and Chelsea FC to victims

    Publicado: 20/6/2024
13. Series 11, Episode 5: Stablecoins: fragmented regulatory approach and financial crime

    Publicado: 13/6/2024
14. Series 11, Episode 4: FCA enforcement strategy: Reducing open case numbers and that "naming and shaming" proposal

    Publicado: 6/6/2024
15. Season 11, Episode 3: Moving beyond compliance toward an 'assurance model' with ethics as cornerstone

    Publicado: 30/5/2024
16. Season 11, Episode 2: Protecting our Parents; The Alarming Increase in Elder Exploitation and Fraud

    Publicado: 23/5/2024
17. Season 11, Episode 1: Under the Finfluence: the many forms of social media financial promotions

    Publicado: 16/5/2024
18. Season 10, Episode 9: European Central Bank and EU lawmakers add to sustainability workload for compliance officers

    Publicado: 21/3/2024
19. Season 10, Episode 8: Ongoing Ukraine war, global tensions add export controls to sanctions compliance complexity

    Publicado: 14/3/2024
20. Season 10, Episode 7: International Women's Day 2024: Navigating the backlash

    Publicado: 7/3/2024